HORIZON 2020 The New EU Framework Programme for Research and Innovation

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1 HORIZON 2020 The New EU Framework Programme for Research and Innovation Raffaella Bruzzone

2 - Presentazione del contesto - La struttura del Programma Quadro H Servizi a sostegno della partecipazione a H2020

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4 Europe 2020 strategy - key principles: -Smart - Sustainable GROWTH -Inclusive 7 flagship initiatives: - Innovation Union - Resource efficient Europe Europa 2020 Innovation Union Horizon 2020

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6 A core part of Europe 2020, Innovation Union & European Research Area: * Responding to the economic crisis to invest in future jobs and growth * Addressing people s concerns about their livelihoods, safety and environment * Strengthening the EU s global position in research, innovation and technology

7 7 PQ CIP EIT Europa 2020 Innovation Union Horizon

8 *Un singolo programma che riunisce tre iniziative fino ad ora separate *Value chain che va dalla ricerca di frontiera, allo sviluppo tecnologico, dimostrazione, valorizzazione dei risultati e innovazione *Innovazione, in tutte le sue forme *Focus su societal challenges *Accesso semplificato per le imprese, le università, etc in tutti gli stati europei *Sinergie con i Fondi Strutturali *Budget: 78,6 miliardi ( )

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10 Excellent Science European Research Council Frontier research by the best individual teams Future and Emerging Technologies Collaborative research to open new fields of innovation Marie Skłodowska Curie actions Opportunities for training and career development Research infrastructures (including e-infrastructure) Ensuring access to world-class facilities Industrial Leadership Leadership in enabling and industrial technologies ICT, nanotechnologies, materials, biotechnology, manufacturing, space Access to risk finance Leveraging private finance and venture capital for research and innovation Innovation in SMEs Fostering all forms of innovation in all types of SMEs Societal Challenges Health, demographic change and wellbeing Food security, sustainable agriculture, marine and maritime research & the bioeconomy Secure, clean and efficient energyinclusive, innovative and reflective societies Smart, green and integrated transport Climate action, resource efficiency and raw materials Inclusive, innovative and reflective societies Security society European Institute of Innovation and Technology (EIT) Spreading Excellence and Widening Participation Science with and for society Joint Research Center (JRC)

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13 Compromise % Million ( current prices I. Excellent Science, of which: 31,73% ERC 17,00% FET 3,50% MS Curie Actions 8,00% Research Infrastructures 3,23% II. Industrial Leadership, of which: 22,09% Leadership in Enabling and Industrial Technologies 17,60% Access to Risk Finance 3,69% Innovation in SME s 0,80% 616 II.I Societal Challenges, of which: 38,53% Health, demographic change and well being 9,70% Food security, sustainable agriculture, marine and maritime 5,00% research & the bio economy Secure, clean and efficient energy 7,70% Smart, green and integrated transport 8,23% Climate action, resource efficiency and raw materials 4,00% Europe in a changing world Inclusive, innovative and reflective society Secure societies Protecting freedom and security of Europe and its citizens 1,70% 2,20% Spreading Excellence and Widening Participation 1,06% Science with and for society 0,60% European Institute of Innovation and Technology - EIT 3,52% JRC Non-nuclear 2,47% Total EU REGULATION 100,00%

14 Excellent Science 10% 25% 54% 11% European Research Council Future and Emerging Technologies Marie Skłodowska Curie Actions 16% 4% Industrial Leadership 80% Leadership in enabling and industrial technologies Access to risk finance European Research Infrastructures (including einfrastructures) Innovation in SMEs Health, demographic change and wellbeing Societal challenges 10% 5% 6% 25% Food security, sustainable agriculture and forestry, marine and maritime and inland water research and the bioeconomy: Secure, clean and efficient energy Smart, green and integrated transport 21% 20% 13% Climate action, environment, resource efficiency and raw materials inclusive, innovative and reflective Societies Secure Societies

15 Why: *World class science is the foundation of tomorrow s technologies, jobs and wellbeing *Europe needs to develop, attract and retain research talent *Researchers need access to the best infrastructures *

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17 Why: *Strategic investments in key technologies (e.g. advanced manufacturing, microelectronics) underpin innovation across existing and emerging sectors *Europe needs to attract more private investment in research and innovation *Europe needs more innovative small and medium-sized enterprises (SMEs) to create growth and jobs *

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19 Why: *Concerns of citizens and society/eu policy objectives (climate, environment, energy, transport, etc) cannot be achieved without innovation *Breakthrough solutions come from multidisciplinary collaborations, including social sciences & humanities *Promising solutions need to be tested, demonstrated and scaled up *

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21 Public private partnerships: * Through Joint Technology Initiatives or other formal structures (Art. 187) * Through contractual agreements, which provide inputs for work programmes * Only when criteria met, e.g. clear commitments from private partners Public public partnerships: * Through «ERA-Nets» for topping up individual calls/actions (replacing current ERA-Net, ERA-Net Plus, Inco-Net, Inno-net) * Through participation in joint programmes between Member States (Art. 185) * Supporting agendas of Joint Programming Initiatives when in line with Horizon 2020 * Only when criteria met, e.g. financial commitments of participating countries European Innovation Partnerships: * Not funding instruments, but for coordination with broader policies and programmes *

22 22 billion Innovation Investment Package Joint Technology Initiatives (under Article 187) * Innovative Medicines Initiative 2 * Clean Sky (Aeronautics) 2 * Fuel Cell and Hydrogen 2 * Bio-based Industries * Electronic components and systems Joint programmes (under Article 185) * European and Developing Countries Clinical Trials Partnership (EDCTP) 2 * European Metrology Research Programme 2 * Eurostars (for SMEs) 2 * Active and Assisted Living 2 *

23 Strategic Programme Work Programme 1 Strategic Programme Work Programme 2 Strategic Programme Work Programme 3 Work Programme 4 Smaller and continuous updates to respond to unexpected developments Calls published on basis of WP Ad hoc financing decision Calls published on basis of WP Ad hoc financing decision Calls published on basis of WP Ad hoc financing decision Calls published on basis of WP *

24 Work programme elaborato sulla base di una programmazione strategica Per aumentare l impatto del finanziamento e per un maggiore approccio integrato 'Key drivers' usate per identificare le aree sulle quali le risorse e gli sforzi devono essere focalizzati per massimizzare il loro impatto competitività sostenibile, l'innovazione e la crescita; coinvolgimento dell'industria, incluse le PMI; accesso ai finanziamenti; sviluppo di nuove conoscenze e miglioramento delle skills; diffusione di tecnologie abilitanti; misure per affrontare il divide tra ricerca e innovazione; sostegno forte partnership con gli Stati membri, e approccio strategico alla cooperazione internazionale. *

25 SPECIFIC CHALLENGE sets the context, the problem to be addressed, why intervention is necessary SCOPE delineates the problem, specifies the focus and the boundaries of the potential action BUT without describing specific approaches EXPECTED IMPACT describe the key elements of what is expected to be achieved in relation to the specific challenge *

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27 CHI PUO PARTECIPARE? Qualsiasisoggettogiuridico, universita o centro di ricerca stabilito in uno stato membro o associato* o in un paese terzo JRC (Joint Research Centre) Organizzazioni internazionali di interesse EU Organizzazioni internazionali e soggetti stabiliti in paesi terzi in aggiunta alle condizioni minime *Albania, Bosnia-Herzegovina, CroaZia, FYR Macedonia, Islanda, Israele, Liechtenstein, Montenegro, Norvegia, Serbia, Svizzera, Turchia CHI PUO RICEVERE IL FINANZIAMENTO? Qualsiasisoggettogiuridico, universita o centro di ricerca stabilito in uno stato membro o associato o in un paese terzo JRC (Joint Research Centre) PaesiICPC Organizzazioniinternazionali di interesse EU Organizzazioni internazionali e soggetti stabiliti in paesi terzi non ICPC solo eccezionalmente se previsto dal WP/accordo bilaterale oppure se essenziale per l azione POSSIBILITA DI JOINT CALL CON I PAESI TERZI E LE ORG. INTERNAZIONALI *

28 3 SOGGETTI GIURIDICI indipendenti stabiliti in 3 diversi stati membri o associati 1 SOLO PARTECIPANTE ERC, SME Instrument, Azioni Co-fund, CSA, Azioni a Supporto della Mobilità e della Formazione dei Ricercatori (Marie Curie) CONDIZIONI AGGIUNTIVE: possono essere previste nel work programme (n. di partecipanti, tipologie di partecipanti, etc ) *

29 Enlargement and neighbourhood countries, and EFTA Focus su allineamento con ERA Supporto alle politiche di allargamento e vicinato (supporto nello sviluppare un comune 'Knowledge and Innovation Space') (compresi Associated Countries) Industrialised countries and emerging economies Focus su competitività Affrontare sfide globali Opportunità di business e accesso a nuovi mercati Developing countries Supportare politiche di sviluppo costruendo partnerships che contribuiscono allo sviluppo sostenibile Indirizzate a sfide rilevanti (e.g. povertyrelated diseases, energy and food security, biodiversity) AREE DI INTERESSE IDENTIFICATE IN BASE A : Capacità in R&I Contributo ai commitment internazionali Apertura del mercato Frameworks in atto per avviare una cooperazione *

30 Research and innovation action Innovation action Strumento PMI Ricerca collaborativa Eranet Pre commercial procurement (PCP) Pubblic Procurement of Innovative solution (PPI) Co Fund Coordination and Support Action CSA Prize Fast track to innovation (+)Innovazione *

31 Research and innovation action Innovation action R&I actions Ricerca collaborativa Basic research, applied research, technology development and integration, and testing e validation on a small scale prototype in a laboratory or simulated environment Funding rate: 100% costi diretti, 25% costi indiretti I actions Prototyping, testing, demostrating, piloting, large - scale product validation and market replication Funding Rate: 70% costi diretti (100% no profit); 25% costi indiretti a. Demostration or pilot b. Market replication Strumento PMI *

32 Eranet Pre commercial procurement (PCP) Co Fund ERA-NET Cofund under Horizon 2020 is designed to support public-public partnerships, including joint programming initiatives between Member States, in their preparation, establishment of networking structures, design, implementation and coordination of joint activities as well as Union topping-up of a trans-national call for proposals. The main and compulsory activity of the ERA-NET Cofund under Horizon 2020 is the implementation of the co-funded joint call for proposals that leads to the funding of transnational research and/or innovation projects. Pubblic Procurement of Innovative solution (PPI) Funding rate: The Union contribution will be limited to a maximum of 33% of the total eligible costs of the action.

33 Eranet Pre commercial procurement (PCP) Co Fund PCP cofund actions aim to encourage public procurement of research, development and validation of new solutions that can bring significant quality and efficiency improvements in areas of public interest, whilst opening market opportunities for industry and researchers active in Europe. A PCP cofund action provides Union cofunding for a group of procurers ( buyers group ) to undertake together one joint PCP procurement, so that there is one joint call for tender, one joint evaluation of offers, and a lead procurer awarding the R&D service contracts in the name and on behalf of the buyers group. Pubblic Procurement of Innovative solution (PPI) Funding rate: the Union contribution will be limited to maximum 70% of the total eligible costs of the action.

34 Eranet Pre commercial procurement (PCP) Co Fund The objective of PPI cofund actions is to enable groups of procurers to share the risks of acting as early adopters of innovative solutions, whilst opening market opportunities for industry. A PPI Cofund action provides Union cofunding for a group of procurers ( buyers group ) to undertake together one joint PPI procurement, so that there is one joint PPI call for tender launched by the lead procurer and one joint evaluation of offers. Public Procurement of Innovative solution (PPI) Funding rate: the Union contribution will be limited to maximum 20% of the total eligible costs of the action.

35 Coordination and Support Action CSA Actions consisting primarily of accompanying measures such as: standardisation, dissemination, awareness-raising and communication, networking, coordination or support services, policy dialogues and mutual learning exercises and studies, including design studies for new infrastructure. They may also include complementary activities of strategic planning, networking and coordination between programmes in different countries. Funding rate: 100% costi diretti, 25% costi indiretti

36 Prize Fast track to innovation (+)Innovazione PRIZE: recentemente aperto il bando per la presentazione di idee altamente innovative in ambito: - qualità dell aria (scadenza 23/1/2018); - tecnologie digitali per abbattimento barriere ottiche alla trasmissione (scadenza 15/3/2016) e per collaborative spectrum sharing (scadenza 17/12/2015); - a breve disponibile il bando per qualità dei prodotti alimentari FTI aims to accelerate the commercialization process by providing extended funding opportunities through an open and agile scheme nurturing bottom-up ideas from innovative constituencies across Europe. Funding rate: 70% costi diretti, 25% costi indiretti

37 *Work Programme (introduction e WP specifico per tema) *General Annexes (A-K) *Template (per tipologia di azione) *Regolamenti (1.Horizon Regulation of Establishment; 2. Euratom Horizon Regulation of Establishment; 3. Rules for participation; 4 Specific programme; 5. European institute of Innovation and Technology (EIT)) *Annoted grant agreement *

38 /page/home ECAS password PICs per tutti I partners PREPARAZIONE della PROPOSTA, On-line per la parte strutturata (5 sezioni) Upload della parte non strutturata (template fornito dalla CE, da caricare in pdf) SOTTOMISSIONE DELLA PROPOSTA Validation checks PRESENTAZIONE COMPLETA entro la SCADENZA delle17h00 Tasso di fallimento nella presentazione= + 1% Unica ragione per il fallimento; sottomissione last minute Problemi tecnici Errori indotti dal panico (es. Caricamento della versione errata) Caricamento tardivo, oltre la scadenza del bando *

39 * *PRESENTAZIONE IN ONE STAGE *R&A/IA, CSA *PRESENTAZIONE IN DOPPIO STAGE *R&IA, IA CRITERI: *Eccellenza, *Impatto *Implementazione *Limiti pagina : 70 (R&IA), 50 (CSA) CRITERI: *Eccellenza *Impatto (parte) *Limiti pagina: 15 (att.ne eccezioni) inclusa cover page

40 SEZIONE 1 *Titolo, acronimo, obiettivo etc. *Keywords (fisse e libere) *Abstract della proposta (2000 caratteri max) *Presentazioni precedenti/simultanee SEZIONE 2 (1 form per partner) *Participant Identification Code (PIC) obbligatorio! *Dipartmento *Dipendenza *Contatti *

41 SEZIONE 3 *Costi e contributo UE SEZIONE 4 * Questionario su etica SEZIONE 5 * Questionario sul bando *

42 1. EXCELLENCE 1.1 Objectives* 1.2 Relation to the work programme * 1.3 Concept and approach* 1.4 Ambition* 2. IMPACT 2.1 Expected impacts * 2.2 Measures to maximise impact a) Dissemination and exploitation of results b) Communication activities 3. IMPLEMENTATION 3.1 Work plan Work packages, deliverables and milestones 3.2 Management structure and procedures 3.3 Consortium as a whole 3.4 Resources to be committed 4. Members of the consortium 5. Ethics and Security *

43 *A. direct personnel costs; *B. direct costs of subcontracting; *C. not applicable; *D. other direct costs; *E. indirect costs; *

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45 FTI aims to accelerate the commercialization process by providing extended funding opportunities through an open and agile scheme nurturing bottom-up ideas from innovative constituencies across Europe. The FTI pilot supports projects undertaking innovation from the demonstration stage through to market uptake, including stages such as piloting, test-beds, systems validation in real world/working conditions, validation of business models, pre-normative research, and standard-setting. It targets relatively mature new technologies, concepts, processes and business models that need a last development step to reach the market and achieve wider deployment. To this end, if a proposal involves technological innovation, the consortium must declare that the technology or the technologies concerned are at least at Technology Readiness Level (TRL) 6. Projects can be interdisciplinary. Proposals must relate to any field under the specific objective "Leadership in enabling and industrial technologies" and/or to any of the specific objectives under the priority "Societal challenges" Deadlines in 2015 (for both phases): *29 April 1 September 1 December *

46 *Sul programma *Su servizi di assistenza * NCP network (National Contact Points) * EEN Network (Enterprise Europe Network) *

47 Unioncamere Liguria Via San Lorenzo, 15/ Genova Tel. (+39) /09 Fax. (+39) Raffaella Bruzzone alpsliguria@lig.camcom.it *