COME PRESENTARE UNA PROPOSTA DI SUCCESSO NEL PROGRAMMA QUADRO DI RICERCA E INNOVAZIONE UE

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1 COME PRESENTARE UNA PROPOSTA DI SUCCESSO NEL PROGRAMMA QUADRO DI RICERCA E INNOVAZIONE UE Università degli Studi La Sapienza Roma 21 Novembre 2013 Serena Borgna - APRE Punto Contatto Nazionale: Bioeconomy NMP ERC borgna@apre.it APRE 2013

2 Verso Horizon PQ CIP EIT Europa 2020 Innovation Union Horizon

3 PROGRAMMA DEL CORSO 1. Panoramica FP7 2. Anticipazioni sul futuro H Panoramica sulle regole di partecipazione e schemi di finanziamento 4. Cenni sui criteri di valutazione

4 PANORAMICA FP7 SETTIMO PROGRAMMA QUADRO APRE 2013

5 TOTAL BUDGET 53 miliardi Programmi Specifici Cooperation Capacities People Ideas

6 Cooperation Approccio top down Ricerca del topic di interesse Consorzio transnazionale Capacities Approccio bottom - up Proprio tema di ricerca Consorzio transnazionale People Approccio bottom up Azioni Marie Curie Mobilità dei ricercatori Ideas Approccio bottom - up Eccellenza unico criterio Ricercatori individuali

7 Eura tom JRC 4 programmi specifici STRUTTURA 7PQ - PROGRAMMI SPECIFICI Cooperazione Ricerca su temi specifici Idee Ricerca di frontiera Persone Formazione e mobilità Capacità Ricerca ed Innovazione Centro Comune di Ricerca (non-nucleare) Euratom per ricerca nucleare e attività di formazione 2.751

8 FP7 in Key Figures Applications ( evaluated proposals) Participants in evaluated proposals Proposals retained Participants in proposals retained 45% Universities 26% Industry (17% SME) 25% Research Organisation 32.8 Billions uro --> EU funding 170 Countries participating Sixth FP7 Monitoring Report, 07/08/2013

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10 % della quota contributiva al Bilancio di previsione UE Saldo precentuale tra Finanziamento e quota di Paese Finanziamento sull'fp7 % del finanziamento FP7 - solo Stati Membri 2013 contributo Saldo assoluto tra Finanziamento e quota di contributo % su pil DE ,29 19,91-1, ,02 UK ,78 12,23 4, ,08 FR ,11 17,57-5, ,09 IT ,35 13,03-3, ,08 ES ,13 8,54-0, ,01 NL ,98 3,81 4, ,23 BE ,73 3,22 1, ,12 SE ,32 2,83 1, ,12 AT ,96 2,39 0, ,06 DK ,66 2,08 0, ,07 EL ,60 1,62 0, ,18 FI ,38 1,70 0, ,11 IE ,57 1,06 0, ,10 PT ,27 1,35-0, ,02 PL ,20 3,25-2, ,18 HU ,78 0,82-0, ,01 CZ ,72 1,22-0, ,11 SI ,45 0,30 0, ,14 RO ,40 1,14-0, ,19 BG ,27 0,33-0, ,05 EE ,22 0,14 0, ,14 CY ,21 0,15 0, ,12 SK ,21 0,55-0, ,16 LT ,16 0,27-0, ,16 LU ,12 0,27-0, ,11 LV ,09 0,17-0, ,08 MT ,05 0,05 0, ,02

11 Panoramica sulla performance italiana* *Dati della partecipazione italiana, MIUR

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19 Il passaggio tra FP7 e H2020 Horizon PQ

20 MISURE DI SEMPLIFICAZIONE* Wider acceptance of average personnel costs Flat rate for SME owners and natural persons without a salary Research Clearing Committee Interest on pre-financing Research Participant Portal *

21 ANTICIPAZIONI SUL FUTURO HORIZON APRE 2013

22 IL CONTESTO POLITICO VERSO HORIZON 2020

23 29 % GDP 24 % R&D 7 % Population 32 % Pub - Pat 23

24 Scenari World GDP (constant USD), Source: Global Europe

25 Multipolar world in research and innovation /1 Multipolar world in all sectors and also in science 80% of researchers work outside Europe 69% of patent applications are made outside Europe 75% of GERD is executed in other parts of the world (Gross Expenditure on Research and Development) EU`s world share in GERD has diminished by 7.6% over the previous 6 years EU`s world share of patent application has declined 14.2% over the previous 6 years 25

26 Multipolar world in research and innovation /2 EU-27 is the largest producer of scientific publications in the world (EU 37%, US 31%) However the EU contributes less than the US to high impact publications (US 1.45%, EU 0.97% - contribution to the 10% most cited publications) China`s share of world scientific publications has more than doubled within six years and is now larger than that of the Japanese 26

27 Stati membri UE: innovation performance Indicatore generale composto da 24 indicatori valori compresi tra 0 e 1 *Innovation Union Scoreboard

28 Cosa condividono gli innovation leaders? ottime performance in spese correlate a Business R&D Spese ottime performance in altri indicatori legati ad attività di business Business punteggi alti in copubblicazioni scientifiche sia pubbliche che private per milione di abitanti (= correlazione tra scienza e impresa) Pubblicazioni ottima commercializzazione del loro know-how tecnologico (es. indicatore License and patent revenues from abroad) Know-how sistema nazionale di ricerca e innovazione ben bilanciato (= solo piccole variazioni nelle performance relative alle varie dimensioni dell'innovazione) Sistema R&I 28

29 Europa 2020 Innovation Union Strategia per una crescita intelligente, sostenibile e inclusiva Iniziativa faro di sostegno alla ricerca e all innovazione Horizon 2020 Quadro strategico comune su ricerca e innovazione ( ) 29

30 Europa obiettivi OCCUPAZIONE 75% of the population aged should be employed R & INNOVAZIONE 3% del PIL dei Paesi EU investito in R&D A reduction of CO2 emissions by 20% CLIMA / ENERGIA A share of renewable energies up to 20% An increase in energy efficiency by 20% FORMAZIONE The share of early school leavers should be under 10% At least 40% of the younger generation should have a degree or diploma POVERTA 20 million fewer people should be at risk of poverty 30

31 Le 7 Flagship Initiatives Smart Growth Sustainable Growth Inclusive Growth Innovation «Innovation Union» Climate, energy and mobility «Resource efficient Europe» Employment and skills «An agenda for new skills and jobs» Education «Youth on the move» Digital society «A digital agenda for Europe» Competitiveness «An industrial policy for the globalisation era» Fighting poverty «European platform against poverty» 31

32 La Innovation Union/1 1. Training researchers 2. University ranking system 3. Developing new curricula 4. ERA Framework 5. European Research infrastructures 6. Programmes focusing on EU Involvement of SMEs in R&I 8. Forum on Forward Looking Activities 9. EIT to expand its activities 10. New financial instruments for private finance 11. Free Venture Capital funds 12. Crossborder matching of innovative firms 13. Review of State aid R&D&I 14. EU Patent 15. Screening of key regulatory frameworks 16. Modernise standardsetting 17. Precommercial and public procurements 18. Ecoinnovation action plan 19. European Design Board 20. Open access 21. Knowledge transfer 22. European market for patents and licensing 23. Safeguard of IPRs 24. Smart Specialisation 25. Focus on Innovation in the next Structural Funds 26. European Social innovation pilot 27. Research programmes on public sector and social innovation 28. Partners consultation on knowledge economy 29. European Innovation Partnerships 30. Policies for researchers to reside in Europe 31. Scientific cooperation with third countries 32. International agreements on research infrastructures 33. MS to carry out self assessments 34. New indicator for fast-growing companies and monitoring 32

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34 EUROPEAN INNOVATION PARTNERSHIP 34

35 Le European Innovation Partnerships (EIP) Affrontare un societal challenge focus tematico Innalzare il livello di competitività europea Colpire la frammentazione di programmi e risorse e stabilire priorità Ridurre il time-to-market delle nuove scoperte R&D ATTRAVERSO azioni lungo l intera Research & Innovation chain (semplificando e coordinando iniziative e strumenti esistenti, focus su demonstration, regolamentazioni e standard, mobilitando stakeholder ) 35

36 Le European Innovation Partnerships (EIP)/2 Previsti dall'iniziativa «Innovation Union», una delle 7 Iniziative faro della nuova Strategia Europa 2020 L'intento é di mettere alla prova un nuovo approccio per ricerca e innovazione in Europa Finalizzati ad una specifica problematica, concentrandosi sui benefici per la società Intervengono su tutta la catena della ricerca e dell'innovazione. Le partnership riuniscono tutti gli operatori rilevanti a livello di Unione, nazionale e regionale Servono a razionalizzare, semplificare e coordinare meglio iniziative e strumenti esistenti integrandoli all'occorrenza con nuove attività Ad oggi esistono cinque EIP 36

37 Quale EIP? Active & Healthy Ageing Agricultural Productivity & Sustainability Raw Materials Smart Cities & Communities Water 37

38 Il piano temporale delle EIP Active & Healthy Ageing endorsed. SIP Implementation of projects Agricultural Productivity & Sustainability endorsed.. SIP Implementation of projects Water endorsed SIP.. Implementation of projects Raw Materials endorsed. SIP Impl. of projects Smart Cities & Communities endorsed.. SIP Impl. of projects SIP = Strategic Implementation Plan 38

39 La Pilot EIP Active and Healthy Ageing Target entro il 2020: Aggiungere 2 anni di vita sana alla media europea STRATEGIC IMPLEMENTATION PLAN Pillar I Prevenzione, Pillar II screening e diagnosi precoce Care & cure Pillar III Invecchiamento attivo e vita indipendente 39

40 A TRIPLE WIN FOR EUROPE Added Value Collaborative innovation Building synergies Improving health & quality of life of European citizens, incl. older people Supporting long-term sustainability & efficiency of Europe s health and social care systems Fostering competitiveness & markets for innovative products & services = growth and jobs 40

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42 HORIZON 2020 STRUTTURA E AREE DI ATTIVITÀ

43 Verso un unico programma R&D&I Innovation Union R&D 7FP Innovazione CIP R&D&I EIT -European Institute For Innovation and Technology HORIZON

44 Un progetto in Horizon 2020 Development Innovation Excellent Science Industrial leadership Research Societal challenges a stronger, clear focus 44

45 Struttura del programma Excellent Science Industrial Technologies Societal Challenges European Research Council Frontier research by the best individual teams Future and Emerging Technologies Collaborative research to open new fields of innovation Marie Skłodowska Curie actions Opportunities for training and career development Europe 2020 Priorities Research infrastructures (including e-infrastructure) Ensuring access to world-class facilities European Research Area Leadership in enabling and industrial technologies ICT, nanotechnologies, materials, biotechnology, manufacturing, space Access to risk finance Leveraging private finance and venture capital for research and innovation Innovation in SMEs Fostering all forms of innovation in all types of SMEs Health, demographic change and wellbeing Food security, sustainable agriculture, marine and maritime research & the bioeconomy Secure, clean and efficient energy Smart, green and integrated transport Climate action, resource efficiency and raw materials Inclusive, innovative and reflective societies Security society Simplified Access International Cooperation Shared Objectives and Principles Coherent with other EU and MS Actions European Institute of Innovation and Technology (EIT) Spreading Excellence and Widening Participation Science with and for society Common Rules, Toolkit of Funding Schemes Joint Research Center (JRC) 45

46 Caratteristiche Un singolo programma che riunisce tre iniziative fino ad ora separate Value chain che va dalla ricerca di frontiera, allo sviluppo tecnologico, dimostrazione, valorizzazione dei risultati e innovazione Innovazione, in tutte le sue forme Focus su societal challenges Accesso semplificato per le imprese, le università, etc in tutti gli stati europei Sinergie con i Fondi Strutturali 46

47 Accordo sul Budget *28 Giugno ,2 Miliardi di (incluso EURATOM) Quadro finanziario pluriennale 2014/ MFF. 47

48 CALENDARIO TIMING Proposta Commissione sul Quadro Finanziario Pluriennale Link 6 Luglio 2011 SOGGETTI COINVOLTI Proposta Commissione su Horizon 2020 Regolamento che istituisce il Programma Quadro di R&I - Horizon 2020 Link Regole di partecipazione e di diffusione Link Programma specifico recante attuazione di Horizon 2020 Link 30 Novembre 2011 Partial General Approach del Consiglio sul Programma Quadro Link Maggio 2012 Partial General Approach del Consiglio sulle regole di partecipazione e di diffusione Link Ottobre 2012 Voto al Parlamento Europeo del Comitato ITRE (documento del Trilogo) Link Novembre 2012 Partial General Approach del Consiglio sul Programma Specifico Link Dicembre 2012 Consiglio Europeo sul Quadro Finanziario Pluriennale Link 7-8 febbraio 2013 Voto in plenaria del PE sul Quadro Finanziario Pluriennale Link marzo 2013 Voto in plenaria del PE su H2020 * interrogazioni giugno 2013 Adozione della posizione comune del Consiglio sul Quadro Finanziario Pluriennale giugno 2013 Conciliazione tra PE e Consiglio sul regolamento di H Luglio 2013 Parlamento Europeo: adozione del regolamento di H Novembre 2013 Consiglio Europeo formale: adozione del regolamento di H Dicembre 2013 Lancio di H2020 e dei primi bandi 11 Dicembre

49 Budget da FP1 a Horizon 2020 Programmi Quadro quadriennali e quinquennali Programmi Quadro settennali.

50 Budget: past & present Billion

51 Struttura del programma Excellent Science European Research Council Frontier research by the best individual teams Future and Emerging Technologies BOTTOM Collaborative research to open new fields of innovation UP Marie Skłodowska Curie actions Opportunities for training and career development TOP - Research infrastructures (including e-infrastructure) DOWN Ensuring access to world-class facilities Industrial Technologies Leadership in enabling and industrial technologies ICT, nanotechnologies, materials, biotechnology, manufacturing, space Access to risk finance Leveraging private DOWN finance and venture capital for research and innovation BOTTOM UP TOP - Innovation in SMEs Fostering all forms of innovation (SME) in all types of SMEs Societal Challenges Health, demographic change and wellbeing Food security, sustainable agriculture, marine and maritime research & the bioeconomy Secure, clean and efficient energy Smart, green and integrated transport BOTTOM Climate action, resource UP efficiency and raw materials (SME) Inclusive, innovative and reflective societies Security society TOP - DOWN European Institute of Innovation and Technology (EIT) Spreading Excellence and Widening Participation Science with and for society Joint Research Center (JRC) 51

52 RIPARTIZIONE FINANZIARIA EIT 3% Science.. 1% Widening.. 1% JRC 2% Societal Challenges 39% Excellent Science 32% Industrial Leadership 22% * proposta del Trilogo del

53 Il budget per le attività Excellent Science 10% 25% 54% 11% European Research Council Future and Emerging Technologies Marie Skłodowska Curie Actions 16% 4% Industrial Leadership 80% Leadership in enabling and industrial technologies Access to risk finance European Research Infrastructures (including einfrastructures) Innovation in SMEs Health, demographic change and wellbeing Societal challenges 10% 5% 6% 25% Food security, sustainable agriculture and forestry, marine and maritime and inland water research and the bioeconomy: Secure, clean and efficient energy Smart, green and integrated transport 21% 20% 13% Climate action, environment, resource efficiency and raw materials inclusive, innovative and reflective Societies Secure Societies

54 Il budget per le attività /2 Compromise % Million ( ) I. Excellent Science, of which: 31,73% ERC 17,00% FET 3,50% MS Curie Actions 8,00% Research Infrastructures 3,23% II. Industrial Leadership, of which: 22,09% Leadership in Enabling and Industrial Technologies 17,60% Access to Risk Finance 3,69% Innovation in SME s 0,80% 544,81 II.I Societal Challenges, of which: 38,53% Health, demographic change and well being 9,70% Food security, sustainable agriculture, marine and 5,00% maritime research & the bio economy Secure, clean and efficient energy 7,70% Smart, green and integrated transport 8,23% Climate action, resource efficiency and raw materials 4,00% Europe in a changing world Inclusive, innovative and 1,70% reflective society Secure societies Protecting freedom and security of 2,20% Europe and its citizens Spreading Excellence and Widening Participation 1,06% 722 Science with and for society 0,60% 409 European Institute of Innovation and Technology - EIT 3,52% JRC Non-nuclear 2,47% EURATOM Total 100,00% [1] Il calcolo del budget per programma è stato elaborato da APRE sulla base delle percentuali stabilite durante il Consiglio 54

55 Struttura del programma Excellent Science European Research Council Frontier research by the best individual teams Future and Emerging Technologies BOTTOM Collaborative research to open new fields of innovation UP Marie Skłodowska Curie actions Opportunities for training and career development TOP - Research infrastructures (including e-infrastructure) DOWN Ensuring access to world-class facilities Industrial Technologies Leadership in enabling and industrial technologies ICT, nanotechnologies, materials, biotechnology, manufacturing, space Access to risk finance Leveraging private DOWN finance and venture capital for research and innovation BOTTOM UP TOP - Innovation in SMEs Fostering all forms of innovation (SME) in all types of SMEs Societal Challenges Health, demographic change and wellbeing Food security, sustainable agriculture, marine and maritime research & the bioeconomy Secure, clean and efficient energy Smart, green and integrated transport BOTTOM Climate action, resource UP efficiency and raw materials (SME) Inclusive, innovative and reflective societies Security society TOP - DOWN European Institute of Innovation and Technology (EIT) Spreading Excellence and Widening Participation Science with and for society Joint Research Center (JRC) 55

56 1 PILLAR EXCELLENT SCIENCE 56

57 Excellent Science European Research Council Frontier research by the best individual teams Future and Emerging Technologies Collaborative research to open new fields of innovation Marie Skłodowska Curie actions Opportunities for training and career development Research infrastructures (including e-infrastructure) Ensuring access to world-class facilities Industrial Technologies Leadership in enabling and industrial technologies ICT, nanotechnologies, materials, biotechnology, manufacturing, space Access to risk finance Leveraging private finance and venture capital for research and innovation Innovation in SMEs Fostering all forms of innovation in all types of SMEs Societal Challenges Health, demographic change and wellbeing Food security, sustainable agriculture, marine and maritime research & the bioeconomy Secure, clean and efficient energy Smart, green and integrated transport Climate action, resource efficiency and raw materials Inclusive, innovative and reflective societies Security society European Institute of Innovation and Technology (EIT) Spreading Excellence and Widening Participation Science with and for society Joint Research Center (JRC) 57

58 Excellent Science /2 European Research Council: progetti di ricerca di frontiera Per sostenere le migliori idee e sviluppare competenze, per fare dell Europa un polo di attrazione per i migliori ricercatori mondiali Future and Emerging Technologies: ricerca nelle aree più promettenti nel campo delle tecnologie di domani; (Science) Azioni Marie Skłodowska-Curie per attrarre e sostenere ricercatori e la loro mobilità; Infrastrutture di Ricerca adeguate, meno care e diffuse in Europa. 58

59 H2020 FP7 EXCELLENT SCIENCE EUROPEAN RESEARCH COUNCIL MARIE SKŁODOWSKA-CURIE ACTIONS FET* RESEARCH INFRASTRUCTURES IDEAS - ERC PEOPLE MC Actions COOPERATION - ICT CAPACITIES RESEARCH INFRASTRUCTURES *Le FET, che nell FP7 riguardavano solo ICT, in H2020 saranno trasversali ad altre tematiche.

60 Consiglio Europeo della Ricerca Nella proposta non sono evidenziati gli schemi di finanziamento ERC organo indipendente Schemi FP7 ERC Starting ERC Consolidator ERC Advanced ERC Sinergy ERC Proof of Concept Eleggibilità 2-7 anni dal phd 7-12 anni dal phd Almeno 10 anni di esperienza on ricerca Da due a quattro PI transdisciplinarietà Per grantees finanziati 60

61 ERC: Calls 2014* trimestre 2 trimestre 3 trimestre 4 trimestre Starting grant (fine marzo) Consolidator grant (inizio giugno) Advanced grant (fine ottobre) Synergy grant: no call nel 2013 e 2014 Proof of Concept: 1 call con doppia scadenza nel 2014 (inizi di aprile e di ottobre) *proposta ERC, da approvare 61

62 FET Future and Emerging Technologies Expanded from ICT to be used as cross-cutting instrument Supports frontier research: alternative ideas, concepts or paradigms of risky or nonconventional nature FET Open fostering novel ideas. Collaborative research for embryonic, high risk visionary science and technology FET Proactive Nurturing emerging themes and communities FET Flagship Tackling grand interdisciplinary science and technology challenges

63 Marie Skłodowska-Curie Actions - MSCA ITN (including EID and IDP) IEF IOF IIF CIG IAPP IRSES COFUND Innovative Training Networks (ITN) Individual Fellowships (IF) R&I Staff Exchange (RISE) COFUND Doctoral and initial training of researchers proposed by international networks of organisations from public and private sectors Individual fellowships for most promising experienced researchers to develop their skills through international or inter-sector mobility International and inter-sector cooperation through the exchange of research and innovation staff Co-funding of regional, national and international programmes 63

64 Research Infrastructures 1.Developing the European RIs for 2020 and beyond Developing new world-class RIs Integrating and opening national and regional RIs of pan-european interest Development, deployment and operation of ICT based e-infrastructures 2. Fostering the innovation potential of RIs and their human resources 3. Reinforcing European RI policy and international cooperation 64

65 2 PILLAR INDUSTRIAL LEADERSHIP 65

66 Struttura del programma Excellent Science European Research Council Frontier research by the best individual teams Future and Emerging Technologies Collaborative research to open new fields of innovation Marie Skłodowska Curie actions Opportunities for training and career development Research infrastructures (including e-infrastructure) Ensuring access to world-class facilities Industrial Technologies Leadership in enabling and industrial technologies ICT, nanotechnologies, materials, biotechnology, manufacturing, space Access to risk finance Leveraging private finance and venture capital for research and innovation Innovation in SMEs Fostering all forms of innovation in all types of SMEs Societal Challenges Health, demographic change and wellbeing Food security, sustainable agriculture, marine and maritime research & the bioeconomy Secure, clean and efficient energy Smart, green and integrated transport Climate action, resource efficiency and raw materials Inclusive, innovative and reflective societies Security society European Institute of Innovation and Technology (EIT) Spreading Excellence and Widening Participation Science with and for society Joint Research Center (JRC) 66

67 Industrial Leadership/2 Rationale: Gli investimenti strategici nelle tecnologie-chiave (es. tecnologie industriali avanzate, microelettronica) rafforzano l innovazione nei settori già maturi e in quelli emergenti L Europa ha bisogno di attrarre ulteriori investimenti privati in ricerca e innovazione L Europa necessita di un numero maggiore di PMI innovative capaci di stimolare la crescita e creare posti di lavoro 67

68 Industrial Leadership/2 Per incoraggiare investimenti in R&I in Europa, promovendo alcune priorità per ogni forma di business Leadership in enabling and industrial technologies - soprattutto Key enabling technologies (Information and Communication Technologies (ICT), Nanotechnologies, Advanced materials, Biotechnology, Advanced Manufacturing and Processing) & Space; Access to finance per aziende innovative, strumenti finanziari in partenariato con l European Investment Bank; Debt instrument & Equity instrument Innovation in SME Support to innovative SMEs 68

69 H2020 INDUSTRIAL LEADERSHIP ICT NANOTECHNOLOGIES ADVANCED MATERIALS MANUFACTURING BIOTECHNOLOGY FP7 COOPERATION - ICT COOPERATION - NMP COOPERATION - HEALTH COOPERATION - KBBE COOPERATION - SPACE SPACE

70 Nanotechnologies Next generation nanomaterials, -devices, -nanosystems Ensuring safe development & application + societal dimension Efficient synthesis and manufacturing of nanomaterials, - systems Developing capacity-enhancing techniques, measuring methods M Advanced Materials Materials development & transformation Mgmt of materials components Materials for sustainable and for creative industries Metrology, characterisation, standardisation, quality control Optimisation of the use / substitution of materials Advanced Manufacturing & Processing Factories of the future Energy-efficient buildings Sustainable technologies in energy-intensive process industries New, sustainable business models * Area attività: Proposta Commissione Europea 70

71 7.027 M ICT New generation components & systems Next generation computing Future internet Content technologies & information mgmt Advanced interfaces and robots 470 M Biotechnology Boosting cutting-edge biotech as future innovation drivers Biotechnology-based industrial processes Innovative and competitive platform technologies M Space Enabling European competitiveness & independence in space activities Enabling future space missions Enabling exploitation of space data Enable European participation in global space endeavours * Area attività: Proposta Commissione Europea 71

72 COSA SONO LE KET? Key Enabling Technologies Tecnologie "ad alta intensità di conoscenza e associate ad elevata intensità di R & S, a cicli d'innovazione rapidi, a consistenti spese di investimento e a posti di lavoro altamente qualificati. Rendono possibile l'innovazione nei processi, nei beni e nei servizi in tutti i settori economici e hanno quindi rilevanza sistemica. Sono multidisciplinari, interessano tecnologie di diversi settori e tendono a convergere e a integrarsi. Possono aiutare i leader nelle tecnologie di altri settori a trarre il massimo vantaggio dalle loro attività di ricerca *Current situation of key enabling technologies in Europe, SEC (2009) Photonics Manufacturing Biotechnology Advanced Materials Micro/Nanoelectronics Nanotechnologies

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74 TRL 1 basic principles observed TRL 2 technology concept formulated TRL 3 experimental proof of concept TRL 4 technology validated in lab TRL 5 technology validated in relevant environment (industrial environment in the case of key enabling technologies) TRL 6 technology demonstrated in relevant environment (industrial environment in the case of key enabling technologies) TRL 7 system prototype demonstration in operational environment TRL 8 system complete and qualified TRL 9 actual system proven in operational environment (competitive manufacturing in the case of key enabling technologies; or in space) 74

75 3 PILLAR SOCIETAL CHALLENGES 75

76 Struttura del programma Excellent Science European Research Council Frontier research by the best individual teams Future and Emerging Technologies Collaborative research to open new fields of innovation Marie Skłodowska Curie actions Opportunities for training and career development Research infrastructures (including e-infrastructure) Ensuring access to world-class facilities Industrial Technologies Leadership in enabling and industrial technologies ICT, nanotechnologies, materials, biotechnology, manufacturing, space Access to risk finance Leveraging private finance and venture capital for research and innovation Innovation in SMEs Fostering all forms of innovation in all types of SMEs Societal Challenges Health, demographic change and wellbeing Food security, sustainable agriculture, marine and maritime research & the bioeconomy Secure, clean and efficient energy Smart, green and integrated transport Climate action, resource efficiency and raw materials Inclusive, innovative and reflective societies Security society European Institute of Innovation and Technology (EIT) Spreading Excellence and Widening Participation Science with and for society Joint Research Center (JRC) 76

77 Societal challenges/2 Rationale: Le preoccupazioni condivise dai cittadini e dalla società e gli obiettivi politici dell agenda europea (clima, ambiente, energia, trasporti, ecc) non possono essere affrontati o raggiunti senza innovazione Le soluzioni brillanti derivano da collaborazioni multidisciplinari, dove giocano un ruolo di primo piano anche le scienze sociali e umane Le soluzioni promettenti devono essere testate, dimostrate e progressivamente sviluppate

78 H2020 Health, Demographic Change and Wellbeing; Food Security, Sustainable Agricolture, Marine and Maritime Research & the Bioeconomy; Secure, Clean and Efficient Energy; Smart, Green and Integrated Transport; Climate Action, Resource Efficiency and Raw Materials; Inclusive, Innovative and Reflective Societies; Secure Societies. SOCIETAL CHALLANGES FP7 COOPERATION HEALTH KBBE ENERGY TRANSPORT ENVIRONMENT SSH SECURITY INTERNATIONAL COOPERATION

79 1. Health, Demographic Change And Wellbeing 1.1. Understanding health, wellbeing and disease 1.2. Preventing disease 1.3. Treating and managing disease 1.4. Active ageing and self-management of health 1.5. Methods and data 1.6. Health care provision and integrated care * Area attività: Proposta Commissione Europea 79

80 SC1 Health, Demographic Change And Wellbeing CALLS - FOCUS AREA WP PERSONA- LISING HEALTH AND CARE **Understandin g health, ageing and disease ** Innovative treatments and technologies ** Effective health promotion, disease prevention, preparedness and screening **Improving diagnosis **Advancing active and healthy ageing care **Integrated, sustainable, citizen-centred **Improving health information, data exploitation and providing an evidence base for health policies and regulation 80

81 2. Food Security, Sustainable Agriculture, Marine And Maritime Research And The Bio-economy 2.1. Sustainable agriculture & forestry 2.2. Sustainable and competitive agri-food sector for a safe and healthy diet 2.3 Unlocking the potential of aquatic living resources 2.4 Sustainable and competitive bio-based industries and supporting the development of a European bio-economy * Area attività: Proposta Commissione Europea 81

82 SC2 - European Bioeconomy Challenges: Food Security, Sustainable Agriculture and Forestry, Marine and Maritime and Inland Water Research FOCUS AREA : Sustainable Food Security Blue Growth General call Agriculture and forestry, Agri-food sector for a safe and healthy diet, aquatic living, bio - based industries 82

83 3. Secure, Clean And Efficient Energy 3.1. Reducing energy consumption and carbon footprint by smart and sustainable use 3.2. Low cost, low carbon electricity supply 3.3. Alternative fuels and mobile energy sources 3.4. A single, smart European electricity grid 3.5. New knowledge and technologies 3.6. Robust decision making and public engagement 3.7 Market uptake of energy innovation * Area attività: Proposta Commissione Europea 83

84 SC3. Secure, Clean And Efficient Energy CALLS - FOCUS AREA WP Renewable electricity and heating/cooling Modernising the single European electricity grid Providing the energy system with flexibility through enhanced energy storage technologies Sustainable biofuels and alternative fuels for the European transport fuel mix Enabling the sustainable use of fossil fuels in the transition to a low-carbon economy COMPETITIVE LOW CARBON ENERGY ENERGY EFFICIENCY SMART CITIES AND COMMUNITIES Buildings and consumers Heating and cooling Industry and products Finance for sustainable energy 84

85 4. Smart, Green and Integrated Transport 4.1 Resource efficient transport that respects the environment 4.2. Better mobility, less congestion, more safety and security 4.3. Global leadership for the European transport industry 4.4 Socio-economic and behavioural research and forward looking activities for policy making * Area attività: Proposta Commissione Europea 85

86 SC4 Smart, Green and Integrated Transport CALLS - FOCUS AREA WP MOBILITY FOR GROWTH AVIATION RAIL ROAD WATERBORNE URBAN MOBILITY LOGISTICS INTELLIGENT TRANSPORT SYSTEMS INFRASTRUCTURE SSH GREEN VEHICLES SMALL BUSINESS AND FAST TRACK INNOVATION FOR TRANSPORT 86

87 5. Climate Action, Resource Efficiency and Raw Materials 5.1. Fighting and adapting to climate change 5.2.Protecting the environment, sustainably managing natural resources, water, biodiversity and ecosystems 5.3. Ensuring sustainable supply of non-energy & non-agricultural raw materials 5.4. Enabling the transition towards a green economy and society through eco-innovation 5.5 Developing comprehensive and sustained global environmental observation and information systems * Area attività: Proposta Commissione Europea 87

88 8 SC5. Climate Action, Resource Efficiency and Raw Materials CALLS - FOCUS AREA WP WASTE Fighting and adapting to climate change Protecting the environment, sustainably managing natural resources, water, biodiversity and ecosystem Ensuring the sustainable supply of non-energy and nonagricultural raw materials Enabling the transition towards a green economy through eco-innovation Developing comprehensive and sustained global environmental observation and information systems Cultural Heritage SUSTAINABLE DEVELOPMENT & CLIMATE ACTION WATER

89 6. Europe in a changing world Inclusive, Innovative and Reflective societies 6.1. Inclusive societies 6.2. Innovative societies 6.3 Make use of the innovative, creative and productive potential of all generations 6.4 Ensure societal engagement in research and innovation 6.5 Promote coherent and effective cooperation with third countries 6.6 Reflective Societies cultural heritage and European identity * Area attività: Proposta Commissione Europea 89

90 SC6 Europe in a changing world Inclusive, Innovative and Reflective societies CALLS - FOCUS AREA WP OVERCOMING THE CRISIS: NEW IDEAS, STRATEGIES AND GOVERNANCE STRUCTURES FOR EU YOUNG GENERATION IN AN INNOVATIVE INCLUSIVE AND SUSTAINABLE EUROPE EUROPE AS GLOBAL ACTOR NEW FORMS OF INNOVATION REFLECTIVE SOCIETIES: CULTURAL HERITAGE AND EUROPEAN IDENTITIES 90

91 7. Secure Societies Protecting Freedom And Security of Europe and its Citizens 7.1 Fight crime, illegal trafficking and terrorism, including understanding and tackling terrorist ideas and beliefs 7.2 Protect and improve the resilience of critical infrastructures, supply chains and transport modes 7.3 Strengthen security through border management 7.4 Improve cyber security 7.5 Increase Europe's resilience to crises and disasters 7.6 Ensure privacy and freedom, including in the Internet and enhance the societal dimension legal and ethical understanding of all areas of security, risk and management 7.7 Enhance standardisation and interoperability of systems, including for emergency purposes 7.8 support the Union's external security policies, including conflict prevention and peace-building * Area attività: Proposta Commissione Europea 91

92 SC7 Secure Societies: Protecting Freedom And Security of Europe and its Citizens CALLS - FOCUS AREA WP Crisis Management and Civil protection with a view to strengthening prevention and preparedness against natural and man-made disasters by underpinning an all-hazard approach to risk assessment across the EU developing solutions, for climate change adaptation in areas affected by natural disasters Critical Infrastructure Protection Communication Interoperability facilitating disaster management Ethical/Societal Dimension. DIGITAL SECURITY: CYBERSECURI TY, PRIVACY AND TRUST DISASTER- RESILIENCE: SAFEGUARDING AND SECURING SOCIETY, INCLUDING ADAPTING TO CLIMATE CHANGE FIGHT AGAIN CRIME AND TERRORISM BOARDER SECURITY AND EXTERNAL SECURITY 92

93 AZIONI ORIZZONTALI 93

94 Excellent Science European Research Council Frontier research by the best individual teams Future and Emerging Technologies Collaborative research to open new fields of innovation Marie Skłodowska Curie actions Opportunities for training and career development Research infrastructures (including e-infrastructure) Ensuring access to world-class facilities Industrial Technologies Leadership in enabling and industrial technologies ICT, nanotechnologies, materials, biotechnology, manufacturing, space Access to risk finance Leveraging private finance and venture capital for research and innovation Innovation in SMEs Fostering all forms of innovation in all types of SMEs Societal Challenges Health, demographic change and wellbeing Food security, sustainable agriculture, marine and maritime research & the bioeconomy Secure, clean and efficient energy Smart, green and integrated transport Climate action, resource efficiency and raw materials Inclusive, innovative and reflective societies Security society European Institute of Innovation and Technology (EIT) Spreading Excellence and Widening Participation Science with and for society Joint Research Center (JRC) 94

95 Azioni ulteriori Budget proposto (milioni di ) EC EP 27/6 EIT European Institute of Innovation and Technology JRC Joint Research Centres Science with and for Society 409 Spreading Excellence and Widening Participation Euratom

96 2.397 M EIT 96

97 H2020 KICs Knowledge ed Innovation Communities 1 ST WAVE: 2014 Innovation for healthy living and active ageing Raw materials sustainable exploration, extraction, processing and recycling 2 ND WAVE: RD WAVE 2018 Food4future Added value manufacturing Urban mobility + Climate change KIC - ICT KIC - Sustanable Energy KIC

98 722 M Spreading Excellence and Widening Participation Horizon 2020 introduces specific measures for spreading excellence and widening participation through engaging those who commit less in the EU research and innovation effort. This will greatly enhance competitiveness. 98

99 409 M Science with and for society "Science with and for Society shall build effective cooperation between science and society, recruit new talent for science and pair scientific excellence with social awareness and responsability" 99

100 1.682 M JRC -Joint Research Centre 100

101 HORIZON 2020 IMPLEMENTAZIONE

102 Struttura del programma Excellent Science European Research Council Frontier research by the best individual teams Future and Emerging Technologies BOTTOM Collaborative research to open new fields of innovation UP Marie Skłodowska Curie actions Opportunities for training and career development TOP - Research infrastructures (including e-infrastructure) DOWN Ensuring access to world-class facilities Industrial Technologies Leadership in enabling and industrial technologies ICT, nanotechnologies, materials, biotechnology, manufacturing, space Access to risk finance Leveraging private DOWN finance and venture capital for research and innovation BOTTOM UP TOP - Innovation in SMEs Fostering all forms of innovation (SME) in all types of SMEs Societal Challenges Health, demographic change and wellbeing Food security, sustainable agriculture, marine and maritime research & the bioeconomy Secure, clean and efficient energy Smart, green and integrated transport BOTTOM Climate action, resource UP efficiency and raw materials (SME) Inclusive, innovative and reflective societies Security society TOP - DOWN European Institute of Innovation and Technology (EIT) Spreading Excellence and Widening Participation Science with and for society Joint Research Center (JRC) 102

103 Strategic programming approach Strategic Programme Work Programme 1 Work Programmes mirror the strategic programme and are updated over the same 2-year cycle Strategic Programme Work Programme 2 Strategic programmes: short documents outligning priorities over 3 years, updated every two years Strategic Programme Work Programme 3 Work Programme 4 Smaller and continuous updates to respond to unexpected developments Calls published on basis of WP Ad hoc financing decision Calls published on basis of WP Ad hoc financing decision Calls published on basis of WP Ad hoc financing decision Calls published on basis of WP Leitmotif of the first work programme is the ECONOMIC CRISIS AND THE PATH TO SUSTAINABLE GROWTH

104 A STRATEGIC PROGRAMMING APPROACH Work programme elaborato sulla base di una programmazione strategica Per aumentare l impatto del finanziamento e per un maggiore approccio integrato 'Key drivers' usate per identificare le aree sulle quali le risorse e gli sforzi devono essere focalizzati per massimizzare il loro impatto competitività sostenibile, l'innovazione e la crescita; coinvolgimento dell'industria, incluse le PMI; accesso ai finanziamenti; sviluppo di nuove conoscenze e miglioramento delle skills; diffusione di tecnologie abilitanti; misure per affrontare il divide tra ricerca e innovazione; sostegno forte partnership con gli Stati membri, e approccio strategico alla cooperazione internazionale.

105 Focus Area A number of areas have been identified for special focus in the first H2020 Work Programme, on the basis that they hold significant potential to support the drivers. Each of these is embedded in the relevant parts of the Work Programme, covered by a specific call. Bring together activities from different challenges and enabling technologies Provide support across the innovation chain from research, to development, to proof of concept, piloting, demonstration projects, and to setting standards and policy frameworks. Make use of the full spectrum of funding schemes and types of action e.g. research and innovation actions, innovation actions, ERANets,SME instrument Integrate different perspectives, including from the social sciences and humanities, gender perspectives, and international strategy 105

106 PERSONALISING HEALTH AND CARE SUSTAINABLE FOOD SECURITY BLUE GROWTH: UNLOCKING THE POTENTIAL OF THE OCEANS SMART CITIES AND COMMUNITIES COMPETITIVE LOW-CARBON ENERGY ENERGY EFFICIENCY MOBILITY FOR GROWTH WASTE: A RESOURCE TO RECYCLE, REUSE AND RECOVER RAW MATERIALS WATER INNOVATION: BOOSTING ITS VALUE FOR EUROPE OVERCOMING THE CRISIS: NEW IDEAS, STRATEGIES AND GOVERNANCE STRUCTURES FOR EUROPE DISASTER-RESILIENCE: SAFEGUARDING SOCIETY AND ADAPTING TO CLIMATE CHANGE DIGITAL SECURITY SC1 - Health SC2 - Bioeconomy SC2 - Bioeconomy SC2 Bioeconomy SC3 Energy SC4 Transport SC5 Environment SC3 Energy SC4 Transport SC3 Energy SC3 Energy SC5 Environment SC4 Transport SC5 Environment SC2 Bioeconomy LEIT NMPB SC5 Environment SC2 Bioeconomy LEIT NMPB SC6 SSH SC7 Security SC5 Environment SC7 Security

107 WORK PROGRAMME BIANNUALE Member States Consultation Draft Work Programmes (Sept 2013) Approval of the Work Programme (November 2013) Draft Horizon 2020 Strategic Programme (Feb2013) Launch of first calls 11 DECEMBER 2013 EC proposal for H 2020 (30 Nov.2011) 107

108 Work Programme TOPICS Structure SPECIFIC CHALLENGE sets the context, the problem to be addressed, why intervention is necessary SCOPE delineates the problem, specifies the focus and the boundaries of the potential action BUT without describing specific approaches EXPECTED IMPACT describe the key elements of what is expected to be achieved in relation to the specific challenge

109 TOPIC ICT Esempio 109

110 Ricerca collaborativa (+)Innovazione Co Fund CSA TIPOLOGIE PROGETTI Research and innovation action Eranet Innovation action Strumento PMI Pre commercial procurement (PCP) Pubblic Procurement of Innovative solution (PPI) Coordination and Support Action Prize Fast track to innovation 110

111 Progetti collaborativi R&I actions Basic research, applied research, technology development and integration, and testing e validation on a small scale prototype in a laboratory or simulated environment I actions Prototyping, testing, demostrating, piloting, large - scale product validation and market replication Funding rate: 100% costi diretti, 25% costi indiretti Funding Rate: 70% costi diretti (100% no profit); 25% costi indiretti 1. Demostration or pilot 2. Market replication 111

112 Research and Innovation Action DESCRIPTION: Action primarily consisting of activities aiming to establish new knowledge and/or to explore the feasibility of a new or improved technology, product, process, service or solution. For this purpose they may include basic and applied research, technology development and integration, testing and validation on a small-scale prototype in a laboratory or simulated environment. Projects may contain closely connected but limited demonstration or pilot activities aiming to show technical feasibility in a near to operational environment. FUNDING RATE: maximum 100% 112

113 Innovation Action DESCRIPTION: Action primarily consisting of activities directly aiming at producing plans and arrangements or designs for new, altered or improved products, processes or services. For this purpose they may include prototyping, testing, demonstrating, piloting, large-scale product validation and market replication. A demonstration or pilot aims to validate the technical and economic viability of a new or improved technology, product, process, service or solution in an operational (or near to operational) environment, whether industrial or otherwise, involving where appropriate a larger scale prototype or demonstrator. A market replication aims to support the first application/deployment in the market of an innovation that has already been demonstrated but not yet applied/deployed in the market due to market failures/barriers to uptake. FUNDING RATE: maximum 70% (except for non-profit legal entities, where a maximum rate of 100%) 113

114 HORIZON 2020 : PMI

115 Struttura del programma Excellent Science European Research Council Frontier research by the best individual teams PROGETTI COLLABORATIVI Future and Emerging Technologies Collaborative research to open new fields of innovation Marie Skłodowska Curie actions Opportunities for training and career development Research infrastructures (including e-infrastructure) Ensuring access to world-class facilities Industrial Technologies Leadership in enabling and industrial technologies ICT, nanotechnologies, materials, biotechnology, manufacturing, space Access to risk finance Leveraging private finance and venture capital for research and innovation Strumento PROGETTI COLLABORATIVI Innovation in SMEs Fostering PMI all forms of innovation in all types of SMEs Societal Challenges Health, demographic change and wellbeing Food security, sustainable agriculture, marine and maritime research & the bioeconomy Secure, clean and efficient energy Smart, green and integrated transport LE Strumento Climate action, resource PMI efficiency and raw materials Inclusive, innovative and reflective societies Security society PROGETTI COLLABORATIVI

116 Horizon 2020 Approccio Integrato 20 % budget LEIT + SC Progetti collaborativi 13% Strumento PMI 7% LEIT: 'Innovation in SMEs' Eurostars II Enhancing Innovation Capacity Market-driven Innovation Access to Risk Finance 116

117 LO STRUMENTO PMI dall idea al mercato? Concetto & valutazione della fattibilità Dimostrazione Market Replication R&D Pre-commercial procurement Commercializzazione SME window EU financial facilities IDEA BUSINESS COACHING durante il progetto MERCATO

118 Lo strumento PMI: le tre fasi Phase 3 & coaching ~ 2% bud FASE 1: CONCETTO E VALUTAZIONE DELLA FATTIBILITÀ Input: Idea/Concept in "Business Plan I" (~ 10 pages) 10% BUDGET Main Activities: Feasibility of concept Risk assessment IP regime Partner search Design study Pilot application ~ 10% success Output: elaborated "Business plan II" Lump sum: around ~ 6 months FASE 2: R&D, DIMOSTRAZIONE, MARKET REPLICATION Input: "Business plan II" + "Description of activities under Phase2" (~ 30 pp.) 90% BUDGET Main Activities: Development Prototyping Testing Piloting Miniaturisation Scaling-up Market replication ~30-50% success Output: investor-ready "Business plan III" Output based payments: 1 to 2,5 M EU funding ~ 12 to 24 months FASE 3: COMMERCIALIZZAZIONE Input: "Business plan III" + Opportunities: 'Quality label' for successful Phase 1 & 2 Easier access to private finance Support via networking, training, coaching, information, addressing i.a. IP management, knowledge sharing, dissemination SME window in the EU financial facilities (debt facility and equity facility) No direct funding 118

119 Caratteristiche dello strumento PMI Indirizzato a tutti i tipi di PMI innovative che presentino una forte volontà di crescere, svilupparsi e internazionalizzarsi Solo PMI potranno richiedere finanziamenti (sostegno a una sola impresa è possibile, ma collaborazione certamente consigliabile) Competitivo, dimensione EU solo migliori idee accedono alla fase 1 Orientato al mercato; attività close-to-market: finanziamento al 70% Costituito da 3 fasi piu' il coaching Possibilità di entrare nella fase 1 e fase 2 Applicato in tutte le 'societal challenges' e 'key enabling technologies' 119

120 Ricerca collaborativa (+)Innovazione Co Fund CSA TIPOLOGIE PROGETTI Research and innovation action Eranet Innovation action Strumento PMI Pre commercial procurement (PCP) Pubblic Procurement of Innovative solution (PPI) Coordination and Support Action Prize Fast track to innovation 120

121 ERANET DESCRIPTION: ERA-NET Cofund under Horizon 2020 is designed to support public-public partnerships, including joint programming initiatives between Member States, in their preparation, establishment of networking structures, design, implementation and coordination of joint activities as well as Union topping-up of a trans-national call for proposals. It is based on the merger of the former ERA-NET and ERA-NET Plus actions and is implemented by using programme co-fund actions. It allows for programme collaboration in any part of the entire research-innovation cycle. The main and compulsory activity of the ERA-NET Cofund under Horizon 2020 is the implementation of the co-funded joint call for proposals that leads to the funding of transnational research and/or innovation projects. FUNDING RATE: The Union contribution will be limited to a maximum of 33% of the total eligible costs of the action. The Union contribution to the costs for support to trans-national projects is limited to one call per grant agreement.

122 APPALTI PRE-COMMERCIALI (PCP) E APPALTI PUBBLICI DI SOLUZIONI INNOVATIVE (PPI) Societal Challenges: riferimenti espliciti al sostegno per appalti R&D Industrial Leadership: sostegno a PCP e PPI quali aspetti essenziali per la competitività Sostegno ad attori delle infrastrutture di ricerca per permettere di adottare presto nuove tecnologie 122

123 PRE-COMMERCIAL PROCUREMENT A SOSTEGNO DEI BISOGNI DI R&S DELLA P.A. PUBLIC PROCUREMENT OF INNOVATIVE SOLUTIONS A SUPPORTO DELL ACQUISIZIONE DI PRODOTTI/SERVIZI INNOVATIVI DA PARTE DELLA P.A.

124 Ricerca collaborativa (+)Innovazione Co Fund CSA TIPOLOGIE PROGETTI Research and innovation action Eranet Innovation action Strumento PMI Pre commercial procurement (PCP) Pubblic Procurement of Innovative solution (PPI) Coordination and Support Action Prize Fast track to innovation 124

125 COORDINATION AND SUPPORT ACTION DESCRIPTION: Actions consisting primarily of accompanying measures such as standardisation, dissemination, awarenessraising and communication, networking, coordination or support services, policy dialogues and mutual learning exercises and studies, including design studies for new infrastructure and may also include complementary activities of networking and coordination between programmes in different countries. FUNDING RATE: maximum 100% 125

126 STANDARD Societal Challenges: riferimenti espliciti a standard comuni e/o guidelines e interoperabilità Industrial Leadership: promuovere attività a sostegno di standard e interoperabilità, (sicurezza e attività di preregolamentazione) Attività di disseminazione per promuovere l'uso dei risultati conseguiti a livello europeo, nazionale e locale 126

127 Ricerca collaborativa (+)Innovazione Co Fund CSA TIPOLOGIE PROGETTI Research and innovation action Eranet Innovation action Strumento PMI Pre commercial procurement (PCP) Pubblic Procurement of Innovative solution (PPI) Coordination and Support Action Prize Fast track to innovation 127

128 PREMI Facile accesso a più partecipanti con minori ostacoli amministrativi (= semplificazione per beneficiari e amministrazioni) Result-driven: premiato solo chi ottiene risultati Effetto leva: stimolo degli investimenti privati calcolato in volte il valore cash del premio Pubbliche relazioni: cattura l'interesse e l'attenzione del pubblico su un particolare aspetto sociale Commercializzazione: i premi pubblicizzano bene una innovazione e servono da stimolo per investitori e inventori a portare la soluzione creata al mercato 128

129 PREMI RECOGNITION PRIZES (Nobel Prize, DG INFSO's "ICT Prize", )= riconoscimento di meriti scientifici INDUCEMENT PRIZES competizione che attribuisce un premio al raggiungimento di un obiettivo specifico (Ortieg Prize, Ansari X-Prize, ). L importo del premio non è legato al costo di realizzo dell obiettivo

130 FAST TRACK TO INNOVATION PROCEDURA PILOTA (lancio 2015) PER LE INNOVATION ACTION RELATIVE A QUALSIASI CAMPO TECNOLOGICO (in LEIT e SC) BANDI SEMPRE APERTI CON TRE SCADENZE PER ANNO 6 MESI TRA SCADENZA DEL BANDO E FIRMA DEL GA max. 3M max. 5 PARTECIPANTI no APPROVAZIONE COMITATO

131 Azione trasversale COOPERAZIONE INTERNAZIONALE 131

132 Struttura del programma Excellent Science European Research Council Frontier research by the best individual teams Future and Emerging Technologies Collaborative research to open new fields of innovation COOPERAZIONE INTERNAZIONALE Marie Skłodowska Curie actions Opportunities for training and career development Research infrastructures (including e-infrastructure) Ensuring access to world-class facilities Industrial Technologies Leadership in enabling and industrial technologies ICT, nanotechnologies, materials, biotechnology, manufacturing, space COOPERAZIONE INTERNAZIONALE Access to risk finance Leveraging private finance and venture capital for research and innovation Innovation in SMEs Fostering all forms of innovation in all types of SMEs Societal Challenges Health, demographic change and wellbeing Food security, sustainable agriculture, marine and maritime research & the bioeconomy Secure, clean and efficient energy Smart, green and integrated transport LE Climate action, resource efficiency and raw materials Inclusive, innovative and reflective societies Security society SC6 Inclusive, innovative and reflective societies COOPERAZIONE INTERNAZIONALE *'Enhancing and focusing EU international cooperation in research and innovation: a strategic approach' (COM(2012) 497)

133 STRATEGIA DI IC VERSO H2020 EU ha bisogno di impegnarsi più attivamente e strategicamente nella cooperazione Internazionale Tre obiettivi principali: Rafforzare l eccellenza e l attrattivita dell Unione in ricerca e innovazione così come la sua competitività industriale ed economica Raccogliere le sfide sociali globali Supportare le politiche estere dell Unione COMBINARE AZIONI APERTE E AZIONI MIRATE Openness: Horizon 2020 apre alla partecipazione da tutto il mondo Revisione della lista dei paesi che ricevono finanziamento automatico Targeted actions: 1. Tematico: identificare le aree di cooperazione internazionale in abse allìagenda politica dell Unione 2. Differenziazione per paesi/regioni nella definizione dei partner di cooperazione multi-annual roadmaps per la cooperazione con partner chiave 133

134 INTERNATIONAL COOPERATION IN H2020 Attività mirate nei pilastri SOCIETAL CHALLENGES E INDUSTRIAL LEADERSHIP Projects with required or preferential 3 rd country participation Joint calls, delegated management, ERA-NET Pilastro EXCELLENT SCIENCE Marie Skłodowska-Curie Fellowships : strong international dimension Development of global research infrastructures ERC open to researchers from all over the world - research to be carried out mostly in Member States or Associated Countries Azioni cross-cutting dedicate INCLUSIVE, INNOVATIVE AND REFLECTIVE SOCIETIES CHALLENGE (6 CHALLENGE) Support for to policy dialogue Networking and twinning activities Coordination of EU and MS/AC international cooperation policies Strengthening of European presence in international partner countries 134

135 MULTI-ANNUAL ROADMAPS Enlargement and neighbourhood countries, and EFTA Focus su allineanmento con ERA Supporto alle politiche di allargamento e vicinato (supporto nello sviluppare un comune 'Knowledge and Innovation Space') Industrialised countries and emerging economies Focus su competitività Affrontare sfide globali Opportunità di business e accesso a nuovi mercati Emergenti economies:brasile, Russia, India, Cina + Messico Developing countries Supportare politiche di sviluppo costruendo partnerships che contribuiscono allo sviluppo sostenibile Indirizzate a sfide rilevanti (e.g. povertyrelated diseases, energy and food security, biodiversity) AREE DI INTERESSE IDENTIFICATE IN BASE A : Capacità in R&I Contributo ai commitment internazionali Apertura del mercato Frameworks in atto per avviare una cooperazione 135

136 Per maggiori informazioni: 136

137 REGOLE DI PARTECIPAZIONE E CRITERI DI VALUTAZIONE

138 H2020: STATO DEI LAVORI Inizio H2020 Posizione Stati Membri sul budget del MFF Conclusione lavori Commissione ITRE per l adozione del Consiglio e del Parlamento nell Autunno Novembre 2011: Proposta H2020 Commissione EU Risoluzione Parlamento EU su MFF budget Fine Presidenza Irlandese Inizio Presidenza Lituana Adozione Parlamento e Consiglio BOZZE PIANI DI LAVORO H2020 EVENTI NAZIONALI LANCIO H /2012 Jan Feb March April May June July August Sept Oct Nov Dec January Pubblicazione primi bandi: 11 Dicembre 2013 Approvazione formale MFF da parte del Parlamento EU Voto Parlamento EU su H2020

139 Giornate Nazionali di Lancio 14 ottobre ICT 15 Novembre NMP+B 27 Novembre - Spazio 28 Novembre SC4 Trasporti 2 Dicembre - MSCA 3 Dicembre SC1 Salute 10 Dicembre SC5 Ambiente 16 Dicembre SC3 Energia 19 Dicembre SC2 Bioeconomy Informazione e registrazione:

140 REGOLE DI PARTECIPAZIONE UNICO SET DI REGOLE PER HORIZON 2020 REGOLAMENTO FINANZIARIO DELL UE A COPERTURA DI TUTTI I PROGRAMMI DI RICERCA/INIZIATIVE DI FINANZIAMENTO (art.185 e art.187, CIP, EIT, ETC ) IN LINEA CON IL NUOVO REGOLAMENTO FINANZIARIO DELL UE (Regulation n.966/2012) COERENTE CON LE REGOLE DEGLI ALTRI PROGRAMMI DI FINANZIAMENTO EU APPLICABILE ANCHE AD EURATOM

141 PARTECIPAZIONE

142 CHI PUO PARTECIPARE? QUALSIASI SOGGETTO GIURIDICO, UNIVERSITA IMPRESA O CENTRO DI RICERCA STABILITO IN UNO STATO MEMBRO O ASSOCIATO* O IN UN PAESE TERZO JRC (Joint Research Centre) ORGANIZZAZIONI INTERNAZIONALI DI INTERESSE EU ORGANIZZAZIONI INTERNAZIONALI E SOGGETTI STABILITI IN PAESI TERZI IN AGGIUNTA ALLE CONDIZIONI MINIME *Albania, Bosnia-Herzegovina, CroaZia, FYR Macedonia, Islanda, Israele, Liechtenstein, Montenegro, Norvegia, Serbia, Svizzera, Turchia (AC FP7) SOGGETTI GIURIDICI PARTECIPANTI (art.6)

143 CHI PUO RICEVERE IL FINANZIAMENTO? QUALSIASI SOGGETTO GIURIDICO, UNIVERSITA O CENTRO DI RICERCA STABILITO IN UNO STATO MEMBRO O ASSOCIATO O IN UN PAESE TERZO JRC (Joint Research Centre) PAESI ICPC ORGANIZZAZIONI INTERNAZIONALI DI INTERESSE EU ORGANIZZAZIONI INTERNAZIONALI E SOGGETTI STABILITI IN PAESI TERZI NON ICPC SOLO ECCEZIONALMENTE SE PREVISTO DAL WP/ACCORDO BILATERALE oppure SE ESSENZIALE PER L AZIONE ELEGGIBILITA PER IL FINANZIAMENTO (art.9)

144 ENTITA LEGALE QUALSIASI PERSONA FISICA o GIURIDICA, CREATA SULLA BASE DEL DIRITTO NAZIONALE/COMUNITARIO/ INTERNAZIONALE PURCHE DOTATA DI PERSONALITA GIURIDICA + AMMESSA LA PARTECIPAZIONE DI SOGGETTI GIURIDICI SPROVVISTI DI PERSONALITA GIURIDICA PURCHE PREVISTI EQUIVALENTI MECCANISMI DI ATTRIBUZIONE DELLA RESPONSABILITA CONTRATTUALE E FINANZIARIA A CARICO DEI RAPPRESENTANTI LEGALI

145 ENTITA LEGALE NO PROFIT Definition: NON-PROFIT LEGAL ENTITY UN SOGGETTO GIURIDICO CHE LEGALMENTE NON DISTRIBUISCE I PROFITTI TRA I SUOI MEMBRI O AZIONISTI

146 CONDIZIONI MINIME DI PARTECIPAZIONE (art.8) 3 SOGGETTI GIURIDICI INDIPENDENTI STATIBILITI IN TRE DIVERSI STATI MEMBRI o ASSOCIATI ECCEZIONE 1 solo partecipante ERC, SME INSTRUMENT, AZIONI CO-FUND, CSA, AZIONI A SUPPORTO DELLA MOBILITA e DELLA FORMAZIONE DEI RICERCATORI(MSCA)

147 IMPLEMENTAZIONE

148 GRANT AGREEMENT (Art. 16) / SECURE ELECTRONIC SYSTEM (art.18) DIFFERENTI MODELLI (STANDARD, MARIE CURIE, ERC) PREVISIONI CONTENUTE IN UN UNICO DOC (non più CORE+ANNEXES) NEW GUIDA ON-LINE AL CONTENUTO DEL GA (GRANTS MANUAL) GESTIONE ELETTRONICA DEL GA (firma, emendamenti, etc ) NEW Chapter 1: General Single article: subject of the agreement Chapter 2: Action Action, duration and budget Chapter 3: Grant Amount, rates, eligible costs Chapter 4: Rights and obligations To implement the action: resources, in-kind contributions, subcontracts Grant administration: reporting, payments, audits Background and results: access rights, protection of results, exploitation, dissemination Others: gender equality, ethics, confidentiality Chapter 5: Division of roles Roles and responsibilities, internal arrangements Chapter 6: Rejection, reduction, penalties, termination, etc Rejection, reduction, recovery and penalties Suspension and termination of the action Chapter 7: Final provisions Accession, entry into force, amendments, applicable law

149 IMPLEMENTATION of THE ACTION (art.19) I BENEFICIARI SONO RESPONSABILI CONGIUNTAMENTE ED IN SOLIDO NEI CONFRONTI DELLA CE. DEFAULTING PARTNER = GLI ALTRI BENEFICIARI SONO TENUTI A PORTARE A TERMINE L ATTIVITÀ PREVISTA DAL GA SENZA ALCUN CONTRIBUTO UE AGGIUNTIVO A MENO CHE LA COMMISSIONE PREVEDA ESPRESSAMENTE DIVERSAMENTE NEW DEFAULTING PARTNER = LA COMMISSIONE PUO TRASFERIRE AL COORDINATORE L AMMONTARE NECESSARIO, ATTINGENDO AL FONDO DI GARANZIA RESPONSABILITA TECNICA

150 IMPLEMENTATION of THE ACTION (art.19) RESP. LIMITATA AI PROPRI DEBITI FONDO DI GARANZIA = IL 5% DEL CONTRIBUTO TRATTENUTO AL MOMENTO DELL EROGAZIONE DELL ANTICIPO. INTERESSI GENERATI DAL FONDO A COPERTURA DI PERDITE FINANZIARIE CE RESPONSABILITA FINANZIARIA POSSIBILITA DI ASSOGGETTARE LA PARTE TERZA A RESPONSABILITA CONGIUNTA E SOLIDALE CON IL BENEFICIARIO NEI LIMITI DEL CONTRIBUTO UE DICHIARATO NEW

151 TIME TO PAY (art.17b) NOVITA INTRODOTTE DAL REGOLAMENTO FINANZIARIO (già operative in FP7, a partire dal 1 Gennaio 2013) CONTO CORRENTE FRUTTIFERO: non più obbligatorio per il coordinatore INTERESSI SUL PRE-FINANCING: non più richiesti al coordinatore PRESENTAZIONE ELETTRONICA DEI FORM C PAGAMENTI CE: 90 anziché 105 giorni dalla presentazione del Periodic Report

152 REGOLE DI FINANZIAMENTO

153 AMMISSIBILITA DEI COSTI (art. 21a, art.21b) COSTI ELEGGIBILI TUTTI I COSTI ELEGGIBILI CHE POSSONO ESSERE RICONDOTTI ALL ATTIVITA PROGETTUALE ELEGGIBILITA DELL IVA, SE NON RECUPERABILE (richiamo implicito al REGOLAMENTO FINANZIARIO) NEW POSSIBILITA DI UTILIZZARE COSTI MEDI DEL PERSONALE, SE IN LINEA CON LE PROCEDURE CONTABILI DELL ENTE POSSIBILITA DI RENDICONTARE BONUS PAYMENT, SE PREVISTO DAL REGOLAMENTO INTERNO DELL ENTE, NEI LIMITI DI 8000 /anno/persona

154 ORE PRODUTTIVE ANNUALI (Art. 25) SCELTA TRA MONTE ORE FISSO (eg 1720 ore) OPPURE DETERMINATO SECONDO I PRINCIPI CONTABILI DELL ENTE NEW COSTI DEL PERSONALE AMMISSIBILI SOLO SE RICONDUCIBILI A PERSONE CHE LAVORANO NELL AMBITO DELL AZIONE TRAMITE UN SISTEMA DI REGISTRAZIONE DEL TEMPO LAVORATO (eg. TIME-SHEET) REQUISITI MINIMI PER IL SISTEMA DI REGISTRAZIONE TEMPO LAVORATO/DEFINIZIONE NUMERO ORE PRODUTTIVE ANNUALI PREVISTI DAL GA SISTEMA DI REGISTRAZIONE NON RICHIESTO SE LA PERSONA LAVORA ESCLUSIVAMENTE SULL AZIONE (sufficiente una dichiarazione del Resp. scientifico)

155 COSTI INDIRETTI (Art. 24) STANDARD FLAT RATE (20%) SPECIAL FLAT RATE (60%) SIMPLIFIED METHOD or ACTUAL INDIRECT COSTS NEW UNICO TASSO FORFETARIO DEL 25% DEI COSTI DIRETTI (ECCETTO I SUBCONTRATTI E COSTI DELLE RISORSE MESSE A DISPOSIZIONE DA TERZI CHE NON VENGONO UTILIZZATE NEI LOCALI DEL BENEFICIARIO, NONCHÉ DEL SOSTEGNO FINANZIARIO A TERZI)

156 FINANZIAMENTO DELL AZIONE (Art. 22) NEW UNICA % DI RIMBORSO PER PROGETTO, SENZA DISTINZIONE TRA BENEFICIARI fino al 100% dei costi eleggibili per progetti R&S (cd. RESEARCH & INNOVATION action) fino al 70% per progetti dimostrativi cd. INNOVATION action (fatta eccezione per organismi no-profit, finanziabili fino al 100%) e CO-FUND

157 CERTIFICATE ON FINANCIAL STATEMENT (Art. 28) AL RAGGIUNGIMENTO DELLA SOGLIA CUMULATIVA DI CONTRIBUTO UE (oppure un unico CFS alla fine del progetto se 2 reporting period) NEW ALLA FINE DEL PROGETTO, PER CONTRIBUTI UE

158 DIRITTI DI PROPRIETA INTELLETTUALE

159 VALORIZZAZIONE E DIFFUSIONE DEI RISULTATI (Art. 40) OPEN ACESS ALLE PUBBLICAZIONI SCIENTIFICHE: CLAUSOLA SPECIALE 39 (specifica per le tematiche AMBIENTE, ENERGIA; SALUTE, ICT, SSH, INFRASTRUTTURE, SIS NEW PRINCIPIO GENERALE DI OPEN ACCESS ALLE PUBBLICAZIONI SCIENTIFICHE DISCIPLINATO DALLE CONDIZIONI GENERALI DEL GRANT AGREEMENT. ELEGGIBILITA DEI COSTI RELATIVI

160 CRITERI DI VALUTAZIONE

161 CRITERI DI SELEZIONE E ATTRIBUZIONE (Art. 14) TRE CRITERI ECCELLENZA IMPATTO QUALITA E EFFICIENZA DELL ATTUAZIONE POSSIBILI BANDI CON PROCEDURA DI PRESENTAZIONE A DUE STEP ECCELLENZA, UNICO CRITERIO PER LE AZIONI ERC PESO PONDERATO CRITERIO IMPATTO NELLE INNOVATION ACTION

162 CRITERI DI AMMISSIBILITÀ (a) Submitted in the electronic submission system before the deadline given in the call conditions; (b) Complete (i.e. both the requested administrative form, the proposal description and any supporting documents specified in the call are present); (c) Readable, accessible and printable.

163 CRITERI DI ELEGGIBILITÀ (a) its content corresponds, wholly or in part, to the topic description against which it is submitted, in the relevant work programme part; (b) it complies with the minimum participation and any other eligibility conditions, depending on the type of action.

164 CRITERI DI VALUTAZIONE 1. EXCELLENCE Clarity of the objectives; Soundness of the concept, including transdisciplinary considerations; Credibility of the proposed approach; Progress beyond the state of the art. 2. IMPACT: [ ] contribution to: The expected impacts listed in the work programme Enhancing innovation capacity and integration of new knowledge; Strengthening the competitiveness and growth of companies by developing innovations meeting the needs of European and global markets; measures to, disseminate and exploit the project results, communication. 3. QUALITY AND EFFICIENCY OF IMPLEMENTATION Coherence and effectiveness of work plan, allocation of tasks, resources; Competences, experience and complementarity of the individual participants, as well as of the consortium as a whole; Appropriateness of the management structures and procedures.risk management.

165 FP7 VS H2020 1: SCIENTIFIC AND/OR TECHNICAL QUALITY, RELEVANT TO THE TOPICS ADDRESSED BY THE CALL 1.1 Concept and objectives 1.2 Progress beyond the state of the art 1.3 S/T methodology and associated work plan 2. IMPLEMENTATION 2.1 Management structure and procedures 2.2 Individual participants 2.3 Consortium as a whole 2.4 Resources to be committed 3. IMPACT 3.1 Expected impacts listed in the work programme 3.2 Dissemination and/or exploitation of project results, and management of intellectual property 1: EXCELLENCE 1.1 objectives 1.2 Concept 1.3 Progress beyond the state of the art 2. IMPACT 2.1 Expected impacts listed in the work programme 2.2 Communication and Dissemination 2.3 Use and Exploitation of project results and management of intellectual property 3. IMPLEMENTATION 3.1 Work plan 3.2 Management structure and procedures 3.3 Individual participants 3.4 Consortium as a whole 3.5 Resources to be committed 165

166 PROCESSO DI VALUTAZIONE Cambiamenti rispetto a FP7: PROPOSTE MULTI DISCIPLINARI/SETTORIALI Nuovi profili di esperti Call for experts pianificata a Novembre 2013 Regole definite per il turnover di esperti; Più esperti per proposta; Procedure chiare nei casi di disaccordo degli esperti RIDUZIONE TEMPI VALUTAZIONE-FIRMA GA (8 MESI) Valutazione basata sul merito della proposta, senza raccomandazioni per cambiamenti sostanziali (es. Partners, etc ) Multi-step (valutazione bloccata al mancato raggiungimento delle soglie minime) Procedure semplificate per lo Strumento PMI

167 PROCESSO DI VALUTAZIONE TIME TO GRANT (art.17a) ESITO DELLA VALUTAZIONE = 5 MESI DALLA SOTTOMISSIONE della PROPOSTA NEW FIRMA DEL GRANT AGREEMENT = 3 MESI DALLA COMUNICAZIONE DEGLI ESITI DELLA VALUTAZIONE (fatta eccezione per i progetti ERC, dove l elevato numero di proposte presentate potrebbe richiedere un estensione) NEW

168 CRITERI DI VALUTAZIONE Come in FP7 ciascun criterio è valutato da 0 a 5, con soglia minima per criterio di 3/5 e soglia complessiva di 10/15 A differenza di FP7, per Innovation Action e SME instrument, il criterio dell IMPATTO Ha un peso ponderato di 1.5 È considerato per primo nel caso di pari punteggio

169 SELEZIONE DELLE PROPOSTE Proposte sopra soglia (10/15) in ogni topic inserite nella LISTA DELLE PROPOSTE POTENZIALMENTE FINANZIABILI (in ordine decrescente) PROPOSTE SELEZIONATE a partire dall inizio della lista finchè il budget non è esaurito

170 PRIORITA PROPOSTE CON PARI PUNTEGGIO NELL ORDINE SI ATTRIBUISCE PRIORITA A: 1. le proposte che riguardano topic altrimenti non coperti all interno del WP 2. tra queste, si guarda prima al punteggio del criterio 'excellence', e poi ad 'impact' (al contrario per Innovation actions & SME instrument) 3. se c è ancora parità, al budget destinato alle PMI 4. se c è ancora parità, al bilanciamento di genere del personale coinvolto 5. se c è ancora parità, altri fattori (sinergie tra progetti, obiettivi H2020, etc...)

171 CRITERI DI SELEZIONE E ATTRIBUZIONE (Art. 14) PER TUTTI I COORDINATORI E PER I BENEFICIARI CON CONTRIBUTO UE > , A MENO CHE CI SIANO DUBBI SULLA SOLIDITA FINANZIARIA DEI PARTECIPANTI VERIFICA SOLIDITA FINANZIARIA NEW SOLO PER COORDINATORI CON CONTRIBUTO UE > , A MENO CHE CI SIANO DUBBI SULLA SOLIDITA FINANZIARIA DEL COORDINATORE O DEI PARTECIPANTI

172 PROCESSO DI VALUTAZIONE Proposta eleggibile? Lettura individuale (da remoto) Consensus Panel review

173 ESPERTI Possibilità di applicare come ESPERTO attraverso il PARTICIPANT PORTAL Prossimo BANDO PER ESPERTI (novembre 2013) SELEZIONE ESPERTI PER CALL 173